compliance

Craig Mason provides an overview of Complii’s Digital Platform for AFSL

21 May 2021

Executive Chairman Craig Mason provides an overview of Complii’s digital platform for centric workflows for AFSL compliance (Stockbroker/Financial Planner/Adviser), capital raising and operational efficiencies its competitive advantages & growth strategy.

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How to prepare a clear, concise and effective statement of advice

20 November 2019

Preparing a clear, concise and effective Statement of Advice (SOA) can be achieved by following a few simple steps. And avoiding some of the more common mistakes. Financial service providers must provide clients with a Statement of Advice with enough information to ensure they understand the personal advice given to

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Why a human touch to financial advice automation is critical

23 September 2019

Whilst automation has come leaps and bounds over the past few years, investors and financial advice clients will continue to seek ‘the human touch’. There are several factors that weigh in on this, but predominantly clients enjoy the interaction, collaboration and advice that comes with one-on-one dealings with their financial

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